Conferences & Events
NDIC Calendar
Frequently Asked Questions
Links to Related Websites
Claims & Closed Financial Institutions
Email

Transaction's Based Type of Supervision

<< Back

This supervisory approach focuses on individual group entities.  Individual entities are supervised on a solo basis according to the capital requirements of their respective regulators.  The Transaction's Based Type of Supervision of individual entities is complemented by a general qualitative assessment of the group as a whole and, usually, by a quantitative group-wide assessment of the adequacy of capital.